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YOUR CAPITAL IS AT RISK / NO FSCS PROTECTION / HARD TO PRICE & NOT TRANSFERABLE

High Net Worth Individual

I qualify as a High Net Worth Individual because at least one of the following applies to me: I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement). I held throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:(a) the property which is my primary residence or any money raised through a loan secured on that property; or (b) any rights of mine under a qualifying contract of insurance; or (c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or (d) any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement). I accept that the investments to which this application relates may expose me to a significant risk of losing all of the money or other property invested.

Self-Certified Sophisticated Investor

I am a self-certified sophisticated investor for the purposes of the restriction on promotion of speculative illiquid securities. I understand that this means: (i) I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in speculative illiquid securities; (ii) the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested. I am a self-certified sophisticated investor because at least one of the following applies: (a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below; (b) I have made more than one investment in an unlisted company in the two years prior to the date below; (c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises; (d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million. I accept that the investments to which this application relates may expose me to a significant risk of losing all of the money or other property invested.

Professional Investor

I am a professional investor because at least one of the following applies: 1) I represent an entity which is required to be authorised or regulated to operate in the financial markets: a. Credit institutions b. Investment firms. c. Other authorised or regulated financial institutions d. Insurance companies e. Collective investment schemes and management companies of such schemes f. Pension funds and management companies of such funds g. Commodity and commodity derivatives dealers h. Other institutional investors 2) I represent a large undertaking meeting two of the following size requirements on a company basis: a. balance sheet total: EUR 20 000 000 b. net turnover: EUR 40 000 000 c. own funds: EUR 2 000 0003) I represent national or regional government, a public body that manages public debt, a Central Bank, international and supranational institutions such as the World Bank, the IMF, the ECB, the EIB or another similar international organisation. 4) I am an institutional investor whose main activity is to invest in financial instruments and; a) I have carried out transactions, in significant size, on the relevant market at an average frequency of 10 per quarter over the previous four quarters; b) the size of my financial instrument portfolio, defined as including cash deposits and financial instruments exceeds EUR 500,000. I accept that the investments to which this application relates may expose me to a significant risk of losing all of the money or other property invested.

Certified Sophisticated Investor

I have a written certificate signed within the last 36 months by a FCA Authorised firm confirming I been assessed by that  as sufficiently knowledgeable to understand the risks associated with engaging in investment activity in non-mainstream pooled investments.

SOPHISTICATED INVESTOR STATEMENT

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-mainstream pooled investments. The exemption relates to certified sophisticated investors and I declare that I qualify as such. I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-mainstream pooled investments

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